Mark W. Klein was a panel member for the 2015 Securities Law Mini-Seminar at the February meeting of the Connecticut Bar Association’s Business Law Section. The topics he addressed included a discussion of In the Matter of Ulysses Partners, LLC, a recent Connecticut Department of Banking (“DOB”) order, as well as an update regarding the proposed revisions to the Connecticut Uniform Securities Act regulations and other initiatives of the DOB’s Securities Division
Mark W. Klein served as a panel member for the 2015 Securities Law Mini-Seminar of the CBA’s Business Law Section
February 19, 2015